webinar register page

Webinar banner
Pandemic Regulatory Exams and Cybersecurity Protocols
Are you prepared? There has been a sharp uptick in the number of exams from the SEC, FINRA, and NFA recently during the pandemic. Cybersecurity and BCP topics have become major components during examinations. SEC, FINRA, and NFA have issued new guidance on cybersecurity since the pandemic began as well.

Join us and Agio on meeting these requirements and managing your examinations.

Sep 23, 2020 03:00 PM in Central Time (US and Canada)

Webinar is over, you cannot register now. If you have any questions, please contact Webinar host: Titan Regulation (Chicago).