The Client Focused Reforms (CFRs) introduced by Canadian regulators pose new challenges for dealers and other regulated entities. Many questions remain regarding the new requirements and how to comply. One thing is clear: not only will technology help firms comply – it will be critical to their ability to operate efficiently under the new rules.
This CRTA event aims to educate dealers and other registered entities about the Canadian RegTech offerings available to them, so they can find the best solutions to their unique CFR challenges.
Five CRTA members will each present a 10-minute video about their product/service offerings. Each presentation will be followed by a 5-minute audience Q&A.
Participating RegTech Vendors:
- Four Eyes Financial
- AWS Worldwide Financial Services
Many thanks to our sponsors: the Investment Industry Regulatory Organization of Canada (IIROC) and the Mutual Fund Dealers Association of Canada (MFDA)