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Preparing a Compliance Calendar for 2021 with RIA Compliance Consultants and SmartRIA
RIA Compliance consultants is hosting a webinar, "Preparing Your Compliance Calendar for 2021" on Wednesday, December 16, 2020 from 12:00 p.m. to 1:00 p.m. Central.

During this webinar, RIA Compliance Consultants will discuss a variety of topics related to the ongoing regulatory requirements for registered investment advisers. We will focus on some of the common compliance duties that should be performed by all investment advisers each year. Our consultants will provide tips for preparing customized compliance calendars, checklists, and forms to assist investment advisers with meeting annual regulatory requirements. Additionally, we will discuss some of the key areas of regulatory focus during 2020 and some changes or potential changes coming in 2021.

Dec 16, 2020 12:00 PM in Central Time (US and Canada)

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