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CFTC & NFA Regulation: Critical 2020 Changes
New CFTC Position Limits Rules and New NFA Annual Questionnaire

Are you up-to-date on all your regulatory obligations? Recently, the CFTC adopted critical changes to its position limits rules and the NFA revised the annual questionnaire that all NFA members must complete. Join Titan and Morgan Lewis as we examine these futures market regulatory changes and how to successfully stay in compliance.

Dec 2, 2020 01:00 PM in Central Time (US and Canada)

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Speakers

Titan Regulation & Advisory
Titan Regulation & Advisory is a premier provider of regulatory compliance services. Titan manages compliance programs for financial services firms including: hedge funds, private equity firms, broker dealers, exchanges, ATS organizations, robo-advisers, banks and others from its servicing centers in Chicago, San Francisco, and the New York metro area. Speakers from Titan: Julie Dixon (Founder | CEO) and Marc Leiding (Principal Consultant)
Morgan Lewis
Morgan Lewis is recognized for exceptional client service, legal innovation, and commitment to its communities. Our global depth reaches across North America, Asia, Europe, and the Middle East with the collaboration of more than 2,200 lawyers and specialists who provide elite legal services across industry sectors for multinational corporations to startups around the world. Speakers from Morgan Lewis: Michael Philipp (Partner), Levi McAllister (Partner), and Sarah Riddell (Associate).