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Topic

Webinar: Drawbridge x SEC Compliance Solutions

Description

As cybersecurity becomes an increasingly hot topic for advisors and their clients, we want to once again take the opportunity to discuss how risks are changing and share industry knowledge that can help strengthen your firm’s cyber environment.

Join Katie Mogan and Simon Eyre for this valuable webinar—and bring your most pressing questions!

Who is this webinar for?
1. Investment Advisors
2. CCO, IT, or any other person responsible for managing your firm’s cybersecurity policies and review of those policies

Your takeaways from this webinar will include:
1. Current risks facing advisors
2. 2022 SEC Exam Priorities
3. How to prepare for the Proposed Cybersecurity Rules
4. Staying safe on a budget
5. Training employees

Time

Jun 7, 2022 11:00 AM in Eastern Time (US and Canada)

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Message preview	Hi there, You are invited to a Zoom webinar. When: Jun 7, 2022 11:00 AM Eastern Time (US and Canada) Topic: Webinar: Drawbridge x SEC Compliance Solutions Register in advance for this webinar: https://us02web.zoom.us/webinar/register/WN_SSgfWjkvSk6pGyWcoQvmUQ After registering, you will receive a confirmation email containing information about joining the webinar. ---------- Webinar Speakers Katie Mogan (Vice President, Senior Compliance Consultant @SEC Compliance Solutions) Katie Mogan has worked in RIA compliance since 2008, first in house as a compliance manager and now in a consulting role with SCS. Katie's philosophy is, "Compliance is everyone’s responsibility at a firm, no matter the firm size." With her clients, Katie emphasizes the need for an approachable compliance team/CCO using practical policies and procedures. Simon Eyre (Chief Information Security Officer @Drawbridge) Simon Eyre is Chief Information Security Officer, overseeing Drawbridge's own cybersecurity practices as well as serving as a subject matter expert both internally and to our clients. Simon brings more than 20 years of deep expertise in the financial services sector as well as IT governance, technology architecture, cybersecurity, and corporate strategy experience to Drawbridge. Simon also leads our European presence, overseeing Drawbridge’s engineering, product, and customer engagement teams across Europe.

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